Bank-grade GRC, global and regional
Run cyber, operational, and compliance programs across SAMA, CBUAE, DFSA, FCA, FFIEC, PCI DSS, ISO 27001, and SOC 2 from a single multi-entity platform.
- Coverage and maturity per regulator and entity
- Critical service health and impact tolerance breaches
- Open inspections, findings, and CAPA progress
Compliance pressures in financial services
Banks, capital markets, and fintechs face overlapping supervisors, operational resilience expectations, and rising cyber and third-party scrutiny.
- Manual compliance: supervisory inspections driven by emails and PDFs
- Spreadsheet dependency: risk and control registers in Excel
- Audit fatigue: overlapping regulator, internal, and external audits
- Evidence gaps: missing control evidence at inspection time
- Fragmented risk visibility: cyber, ops, and financial risk in silos
- Poor board reporting: risk language disconnected from business impact
- Vendor risk blind spots: critical outsourcing and fintech partners under-monitored
Built for supervised institutions
Waaqi maps SAMA CSF, CBUAE, DFSA, FCA, FFIEC, and PCI DSS to one set of controls so financial institutions run a single, supervisor-ready program.
Multi-regulator coverage
Pre-built libraries for major regional and global financial regulators.
Multi-entity ready
Group, subsidiary, and branch hierarchies with shared and local controls.
Resilience built in
Critical services, scenario testing, and third-party concentration baked in.
What you get inside Waaqi
Every module works from one control library, one evidence store, and one risk register.
Regulator Libraries
SAMA, CBUAE, DFSA, FCA, FFIEC, ECB controls mapped to your program.
Operational Resilience
Critical services, impact tolerances, and scenario testing.
Incident & Breach
Workflow for regulator notifications within statutory timelines.
Policy & Standards
Bank policies and standards with attestations and review cycles.
Continuous Monitoring
Real-time control drift detection across the enterprise.
Board Reporting
Risk and compliance reporting tailored for boards and audit committees.
Third-Party & Outsourcing
Vendor and outsourcing oversight aligned to regulator expectations.
Audit Universe
Internal audit aligned to regulator expectations and the IIA standards.
From control definition to audit-ready evidence
Each step is owned, dated, and traceable, so nothing depends on a spreadsheet or a single person.
- Step 1
Define scope
Set entity scope, regulators, and applicable frameworks.
- Step 2
Operate controls
Run cyber, operational, and compliance controls with owners and SLAs.
- Step 3
Test & monitor
Continuous monitoring plus scenario testing for critical services.
- Step 4
Report & inspect
Generate supervisor submissions and inspection packages on demand.
Inspections without panic
Hand supervisors and internal audit a complete, dated picture of your program with evidence for every control.
- Supervisor inspection packages on demand
- Operational resilience evidence and test results
- Incident registers with regulator notifications
- Outsourcing register with contracts and oversight
- Audit committee reporting packs
Board level answers without a fire drill
Boards, CISOs, and risk committees get the same numbers the compliance team works from.
Supervisor confidence
Provable, repeatable compliance reduces enforcement and remediation orders.
Lower cost of compliance
One control library covers many regulators across many entities.
Strategic clarity
Live risk and resilience metrics inform business and capital decisions.
Questions we get asked
Which financial regulators does Waaqi support?
Waaqi supports programs aligned to SAMA, Central Bank of UAE, DFSA, FSRA, FCA, ECB, OCC, FFIEC, and other national supervisors, alongside PCI DSS, SOC 2, ISO 27001, and NIST CSF.
Does Waaqi cover operational resilience and DORA-style requirements?
Yes. Waaqi captures critical services, third-party concentration, scenario testing, and incident response tied to operational resilience expectations.
Can Waaqi handle multi-entity banking groups?
Yes. Multi-entity hierarchies, shared controls, and per-entity reporting are first-class.
Does Waaqi support fraud and AML control oversight?
Waaqi manages the control, evidence, and audit side of fraud and AML programs alongside cyber and operational risk.
Operationalize financial services GRC
See how Waaqi runs cyber, operational, and compliance programs for supervised institutions.